Regulatory Compliance


Compliance structure

AMI facilitates oversight for today's complex sales, trading and operations environments by putting compliance teams in the driver's seat of their company's reputation and future. Achieve confident compliance verification of the MIFID II Transaction Reporting regime, Reg SHO, Reg NMS, Ticksize and other regulations and inquiries with a single tool.

  • Leverage end-to-end visibility

    AMI's intuitive interface and flexible structure provides visibility into every aspect of the trading lifecycle, so you can be confident in the accuracy of your findings. With a platform that adapts to your needs, spend less time tracking down data and more time staying on top of increasingly sophisticated regulations.

  • Market data
  • Audit trail vault
  • Walk the audit trail

    Capture everything in one place to journal reports for safekeeping, record user actions over time, establish internal processes, and verify procedures executed for every event. Use check sums to safeguard the integrity of your data and reports.

  • Manage all your data in one place

    Manage all of your data sources, automated data quality rules, and flexible workflows in a single place. Drill down to underlying data with a single click to identify outliers and spot check line items effortlessly.

  • Data modeler
  • Market data
  • Dive deep into data investigation

    Be notified of exceptions as they occur. Leverage your existing infrastructure combined with our powerful visualizations to see multiple streams of data overlaid for a full picture.

  • Instantly generate reports

    Respond to ad-hoc requests with reports generated on the fly. In a single step, the platform's automated exporting feature compiles your findings into organized and actionable Excel spreadsheets.

  • Excel spreadsheet
  • Publish to cloud
  • Manage user permissions

    Publish finished dashboards for immediate consumption by your collaborators. Increase the security surrounding your data by controlling access and permissions for specific users. Existing dashboards can be mashed up to create a new, comprehensive view.

  • Leverage end-to-end visibility

    AMI's intuitive interface and flexible structure provides visibility into every aspect of the trading lifecycle, so you can be confident in the accuracy of your findings. With a platform that adapts to your needs, spend less time tracking down data and more time staying on top of increasingly sophisticated regulations.

  • Market data
  • Leverage end-to-end visibility

    AMI's intuitive interface and flexible structure provides visibility into every aspect of the trading lifecycle, so you can be confident in the accuracy of your findings. With a platform that adapts to your needs, spend less time tracking down data and more time staying on top of increasingly sophisticated regulations.



  • Audit trail vault
  • Walk the audit trail

    Capture everything in one place to journal reports for safekeeping, record user actions over time, establish internal processes, and verify procedures executed for every event. Use check sums to safeguard the integrity of your data and reports.




  • Manage all your data in one place

    Manage all of your data sources, automated data quality rules, and flexible workflows in a single place. Drill down to underlying data with a single click to identify outliers and spot check line items effortlessly.

  • Data modeler
  • Manage all your data in one place

    Manage all of your data sources, automated data quality rules, and flexible workflows in a single place. Drill down to underlying data with a single click to identify outliers and spot check line items effortlessly.


  • Market data
  • Dive deep into data investigation

    Be notified of exceptions as they occur. Leverage your existing infrastructure combined with our powerful visualizations to see multiple streams of data overlaid for a full picture.


  • Instantly generate reports

    Respond to ad-hoc requests with reports generated on the fly. In a single step, the platform's automated exporting feature compiles your findings into organized and actionable Excel spreadsheets.

  • Excel spreadsheet
  • Instantly generate reports

    Respond to ad-hoc requests with reports generated on the fly. In a single step, the platform's automated exporting feature compiles your findings into organized and actionable Excel spreadsheets.

  • Publish to cloud
  • Manage user permissions

    Publish finished dashboards for immediate consumption by your collaborators. Increase the security surrounding your data by controlling access and permissions for specific users. Existing dashboards can be mashed up to create a new, comprehensive view.